Investor protection

From the Regulators

Pre-IPO schemes in U.S. authorities’ crosshairs

September 12, 2024 James Langton
Judge looks at papers
From the Regulators

CCIR plans overhaul of complaints system oversight

September 12, 2024 James Langton
Businessman examines statistics on a page
News

Investors open to AI input on financial advice, report finds

September 11, 2024 James Langton
AI computer
News

Hands off AI, SIFMA urges regulators

September 10, 2024 James Langton
Handshake between robot and human, AI generated image
News

Pension regulators unveil new guidance

September 10, 2024 James Langton
Hand putting Coins in glass jar with retro alarm clock for time to money saving for retirement
News

Crypto ATM operator faces first FCA charges

September 10, 2024 James Langton
Dogecoin
News

ASIC calls for distribution improvements

September 10, 2024 James Langton
The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.
News

U.S. court orders disgorgement in binary options case

September 9, 2024 James Langton
Judge looks at papers
From the Regulators

Firms get more time for FCA greenwashing rules

September 9, 2024 James Langton
Greenwashing and isolated green warning sign against white background stock illustration
From the Regulators

SEC tackles companies’ anti-whistleblower provisions

September 9, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Research and Markets

Fund managers diversify amid sales slump: Fitch

September 6, 2024 James Langton
Yellow down arrows over a financial graph
From the Regulators

Investors must be free to talk to regulators: SEC

September 4, 2024 James Langton
Judge looks at papers