Investor protection

News

OSC must disclose complaint, not the complainer

May 29, 2025 James Langton
whistle blower
News

FINTRAC sanctions B.C. currency exchange

May 29, 2025 James Langton
Laundering money
From the Regulators

Court appoints receiver over real estate venture

May 28, 2025 James Langton
Canadian laws
From the Regulators

ESMA calls on Big Tech to fight online scams

May 28, 2025 James Langton
Quantum computer
From the Regulators

FCA consults on crypto rules

May 28, 2025 James Langton
Crypto money
News

IAP highlights CFRs, OBSI, geopolitical risks

May 28, 2025 James Langton
consultation discussion
News

Online trading firm settles CIRO allegations

May 27, 2025 James Langton
Court settlement
News

IOSCO adopts fund liquidity reforms

May 26, 2025 James Langton
Businessman holding tablet with graphs
From the Regulators

FCA bans former banker in African kickback scheme

May 23, 2025 James Langton
Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.
From the Regulators

CEO sold fake units in real LPs, SEC alleges

May 23, 2025 James Langton
Fraud allure
News

Failure to file exemption reports ends in sanctions

May 22, 2025 James Langton
Fines graphic