Investor protection

News

Three execs charged in alleged SPAC scheme

August 8, 2025 James Langton
Metal handcuffs placed over the word fraud
News

FCA seeks to improve asset safeguards

August 7, 2025 James Langton
investor protection
From the Regulators

FCA to enhance sustainability reporting

August 7, 2025 James Langton
hands holding planet
From the Regulators

Newswire developer sentenced for insider trading

August 6, 2025 James Langton
Man moving stack of coins to growing stack of coing. Concept of investment income growth.
From the Regulators

FCA seeks £46 million fine on fund manager

August 5, 2025 James Langton
Big Ben
From the Regulators

FCA to drop ban on crypto ETNs for retail investors

August 4, 2025 James Langton
Crypto coins
News

Digital design matters, FCA finds

August 1, 2025 James Langton
Businessman touching a screen showing the concept of global networks
From the Regulators

Court rejects ex-broker’s appeal in OSC case

July 31, 2025 James Langton
Class action
From the Regulators

Crypto fraudsman gets jail time

July 31, 2025 James Langton
Pile of cryptocurrency coins
From the Regulators

ASIC seeks tougher guidance on conflicts

July 31, 2025 James Langton
Protection people health and insurance concept. Hand shield protect wooden human on table
From the Regulators

NASAA to relax adviser marketing rules

July 30, 2025 James Langton
hand holding a megaphone
From the Regulators

AI-washing drives securities class actions

July 30, 2025 James Langton
AI computer