Investor protection

From the Regulators

OSC consults on Indigenous reconciliation

July 8, 2025 James Langton
Ontario
From the Regulators

FCA sanctions fintech over anti-crime controls

July 8, 2025 James Langton
Class action
From the Regulators

Urgent action needed to prepare for quantum threat

July 7, 2025 James Langton
Quantum computer
From the Regulators

Former rep sanctioned for risky discretionary trading

July 7, 2025 James Langton
Judge makes ruling
From the Regulators

CIRO expands CDR, ETF trading halts

July 7, 2025 James Langton
Advisor tracking stocks
From the Regulators

Ex-analyst gets jail in U.K. for insider trading

July 4, 2025 James Langton
Chart showing ups and downs of stock market
News

Crypto fraudsters get jail in U.K.

July 4, 2025 James Langton
Crypto coins
From the Regulators

Firm appeals OSC receivership

July 4, 2025 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

SEC secures final judgment in ‘free rider’ case

July 4, 2025 James Langton
stealing money
From the Regulators

CIRO’s CRM3 rules get CSA approval

July 3, 2025 James Langton
Rules and regulations
From the Regulators

CSA flags venture market pump-and-dump risk

July 3, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

Canaccord fined by FINTRAC

July 3, 2025 James Langton
penalty card