Investor protection

From the Regulators

FINTRAC fines exempt market dealer

September 18, 2025 James Langton
penalty card
From the Regulators

SEC fast tracks crypto ETPs

September 18, 2025 James Langton
Digital assets
News

FCA consults on crypto rules

September 17, 2025 James Langton
cryptocurrencies
From the Regulators

SEC, CFTC delay private fund reporting, again

September 17, 2025 James Langton
SEC
From the Regulators

CFTC settles with ex-CEO of failed crypto firm

September 17, 2025 James Langton
Crypto coins
From the Regulators

FINRA launches crypto course for brokers

September 16, 2025 James Langton
Board room discussion
News

Aussie banking giant faces A$240 million penalties

September 15, 2025 James Langton
Australian finances
News

OSC alleges greenwashing by Purpose Investments

September 12, 2025 James Langton
Painting pollution green with a highlighter
News

Exec, advisor accused of pump-and-dump

September 12, 2025 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
Research and Markets

Quant developer allegedly duped firm

September 12, 2025 James Langton
SEC
News

OSFI takes tougher stance on fines, AI risk

September 12, 2025 James Langton
Businessman Stop Domino Effect. Risk Management and Insurance Concept
Research and Markets

24/7 trading? Not so fast

September 11, 2025 James Langton
trader at desk