Investor protection

From the Regulators

MX finds BMO Nesbitt Burns engaged in front running

November 3, 2025 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

Reps’ court-side seats breach gift limits: FINRA

November 3, 2025 James Langton
Regulation
From the Regulators

Industry consolidation poses risks to investors: FCA

October 31, 2025 James Langton
Group of business people holding puzzle pieces at a boardroom table
News

FCA warns investors against claiming ‘professional’ status

October 30, 2025 James Langton
investor protection
News

OSFI eases banks’ crypto limits

October 30, 2025 James Langton
Bitcoin cryptocurrency with a pile of coins and smartphone, Vector illustrator
Industry News

FCA prosecutes boiler room data breach

October 30, 2025 James Langton
Phone text
Research and Markets

SEC approval for multi-class ETFs a positive: Moody’s

October 29, 2025 James Langton
old way, new way
News

CIRO awaiting CRA feedback on advisor corporations

October 29, 2025 James Langton
Economic indicators
News

FCA proposes reforms to short-selling rules

October 28, 2025 James Langton
Green and red trading candlesticks on blue display
From the Regulators

FCA to soon oversee ESG ratings

October 28, 2025 James Langton
ESG investing
From the Regulators

AMF expands fund managers’ access to Hong Kong

October 28, 2025 James Langton
Quebec flag
From the Regulators

Woman sanctioned for insider trading

October 27, 2025 James Langton
Canadian laws