Investor protection

News

FCA consults on fund liquidity reforms

December 9, 2025 James Langton
consultation discussion
Research and Markets

Crypto hype a growing risk for banks: Fitch

December 9, 2025 James Langton
Digital currency
From the Regulators

FCA reforms aim to amp up retail risk-taking

December 8, 2025 James Langton
online investing
From the Regulators

SEC supports lifting constraints on equity research

December 8, 2025 James Langton
SEC
From the Regulators

Rep sanctioned in SEC fraud case

December 5, 2025 James Langton
Gavel and texts
From the Regulators

U.K. to explore growing private market risks

December 4, 2025 James Langton
Magnifying glass
From the Regulators

Virtu sanctioned by SEC

December 4, 2025 James Langton
Court settlement
From the Regulators

CIRO to issue final dealer rules in February

December 3, 2025 James Langton
rules and regulations
From the Regulators

Court rejects attempt to revive lawsuit against rep, RBC DS

December 3, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Broker failed to supervise front-end fund sales: FINRA

December 3, 2025 James Langton
Court settlement
From the Regulators

ESMA targets retail conflicts of interest

December 3, 2025 James Langton
Businessman examines statistics on a page
From the Regulators

Crypto fraud fight targets web, apps, social media

December 3, 2025 James Langton
Crypto currency