Investor protection

Industry

FAIR Canada calls for major changes in yearend wish list

December 9, 2016 James Langton
Letters to the editor: IIROC firms already meet the best interests of their clients
Industry

New investor protection award honours retired FINRA CEO

November 23, 2016 James Langton
Regulation

OSC Investor Office makes its mark in first year

November 18, 2016 IE Staff
Canada Life deal opens door to pension de-risking for smaller pension plans
Regulation

IIROC signs new MOU with the CIDC

November 2, 2016
IIROC signs new MOU with the CIDC
Regulation

EBA publishes final guidelines on remuneration of sales staff

September 28, 2016 James Langton
Regulation

NSSC warns of unregistered firm

September 9, 2016 James Langton
Regulation

FCNB to reciprocate national sanctions automatically

July 14, 2016 James Langton
Regulation

New CSA three-year business plan released

July 7, 2016 Patricia Chisholm
Regulation

CSA highlights business plan achievements

July 6, 2016 IE Staff
RBC predicts healthier growth for Canada this year
Regulation

IIROC steps up membership disclosure obligations

June 16, 2016 James Langton
Regulation

AMF urges caution about peer-to-peer risk sharing platforms

April 20, 2016 James Langton
AMF officials to head major IOSCO committees
Industry

U.K. investor advocacy panel tackles automated advice, pensions

March 4, 2016 James Langton