Investor protection

Research and Markets

Vulnerable clients the focus of regulators

June 21, 2019 IE Staff
Regulation

OSC updating oversight of investor protection funds

April 25, 2019 James Langton
Industry

FAIR Canada rejigs management, board

April 8, 2019 James Langton
Regulation

U.S. regulators downvote investing on social sentiment

April 3, 2019 James Langton
News

Reducing the burden, but fairly

February 12, 2019 James Langton
Regulation

Securities regulators flag Affiliated Trade Group

December 19, 2018 James Langton
Regulation

PEI strengthens investor protection with passage of Bill 47

December 7, 2018 James Langton
Regulation

Issuers may be misleading investors: CSA

November 29, 2018 James Langton
Regulation

IIROC secures greater enforcement authority in Canada’s territories

November 2, 2018 James Langton
Regulation

OSC introduces new cryptoasset educational tools

November 1, 2018 James Langton
Industry

Survey results underscore the need for title protection for financial advisors

October 25, 2018 Anne-Marie Vettorel
Industry

Retail investors need ombudservice that can issue binding decisions: report

October 16, 2018 James Langton