Investor protection

Regulation

IOSCO plans to promote investor protection and education

June 28, 2017 James Langton
Regulation

Big changes to OSC’s independent Investor Advisory Panel

June 19, 2017 James Langton
BMO GAM’s Ross Kappele elected IFIC chairman
Regulation

Paper sets out OSC’s approach to regulatory policy

May 25, 2017 James Langton
Adoption of big regulatory changes must avoid unintentional harm
Industry

Investor advocates no longer in favour of CCMR

May 18, 2017 James Langton
Regulation

FINRA proposals would strengthen controls on high-risk brokers

May 11, 2017 James Langton
Regulation

Financial Choice Act would reverse investor protections, NASAA says

April 26, 2017 James Langton
Regulation

IAP hopes for major investor protection measures in 2017

April 12, 2017 James Langton
Canada Life deal opens door to pension de-risking for smaller pension plans
Regulation

OSC to explore ways to reduce regulatory burden

March 23, 2017 James Langton
Regulation

OSC seeks new members for IAP

March 6, 2017 James Langton
Regulation

OSC issues alert on binary options schemes using Kevin O’Leary’s image

January 30, 2017 James Langton
New Brunswick regulator reports increase in suspected fraud
Regulation

MSC warns investors about investment seminar

January 17, 2017 James Langton
Regulation

SEC warns investors of excessive trading in their brokerage accounts

January 10, 2017 James Langton