Investor protection

Regulation

IIROC re-issues investor bulletin amid increase in DIY investor complaints

February 10, 2021 IE Staff
Regulation

U.S. securities watchdogs reviewing recent stock market turbulence

February 5, 2021 Martin Crutsinger, The Associated Press
Research and Markets

The rise of the retail investor

February 2, 2021 James Langton
Markets

Pandemic accompanied by online “infodemic”: StatsCan

February 2, 2021 James Langton
female advisor with laptop
Regulation

CSA, IIROC warn investors about relying on Reddit

February 1, 2021 James Langton, IE staff, with files from Canadian Press
Businessman standing in front of the panel with financial statistics
Regulation

FINRA to focus on retail investors in its reviews this year

February 1, 2021 James Langton
Regulation

Investment firms, dealers face MiFID II review

February 1, 2021 James Langton
Research and Markets

Retail trading surge attracts revenues, risks and regulators: Moody’s

February 1, 2021 James Langton
Regulation

IOSCO sets guidance on addressing investor complaints

January 27, 2021 James Langton
Regulation

Don’t sacrifice investor protection in a bid for growth, Biden warned

January 22, 2021 James Langton
Regulation

FCA seeks cap on some investor redress fees

January 21, 2021 James Langton
a man interrupts a cascade of falling dominoes
Regulation

FAIR Canada receives $3.75 million from OSC

November 27, 2020 Melissa Shin
Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA