Investor protection

Regulation

Firms’ work on new consumer duty falling short: FCA

January 25, 2023 James Langton
Red bus travelling over Tower Bridge stock photo
Paul Bourque

Reducing regulatory burden: An ongoing priority

January 25, 2023 Paul Bourque
Regulation

U.S. class action settlements surge in 2022

January 25, 2023 James Langton
A lawyer and defendant talking stock photo
Regulation

Investors in “uneasy relationship” with advisors, study shows

January 24, 2023 James Langton
Regulation

Discount brokers can’t be sued over pre-ban trailers, court rules

January 23, 2023 James Langton
Regulation

Bloomberg sanctioned over bond pricing disclosures

January 23, 2023 James Langton
foreign country with stock market data
Regulation

Advisor hit hardest in Amaya Gaming insider trading case

January 23, 2023 James Langton
Regulation

Crypto lending product ruled a security: SEC, NASAA

January 20, 2023 James Langton
Regulation

Firms have immunity to aid SRO investigations, court rules

January 20, 2023 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Regulation

New circuit breakers for CDRs

January 19, 2023 James Langton
plan idea
Regulation

Crypto exchange moved US$700 million for darknet: DoJ

January 18, 2023 James Langton
Regulation

New SRO launches investor advisory panel

January 17, 2023 James Langton
On the Table Laptop Showing Statistics: Team of Politicians, Corporate Business Leaders and Lawyers Sitting at the Negotiations Table in the Conference Room, Trying to Come to an Agreement. stock photo