Investor protection

Regulation

CSA ponders mandating wider diversity disclosure

April 13, 2023 James Langton
Row of business people listening to presentation at seminar
Regulation

Europe’s regs seek expanded ESG disclosure

April 12, 2023 James Langton
Regulation

U.S. fund manager gets 15 years in fraud case

April 11, 2023 James Langton
Regulation

Regulators to hold greenwashing hackathon

April 11, 2023 James Langton
Greenwashing and isolated green warning sign against white background stock illustration
Regulation

Court upholds OSC decision denying rep’s appeal

April 11, 2023 James Langton
News

Arbitration program overhaul supported by investors and industry

April 11, 2023 James Langton
arbitration
Regulation

Robinhood sanctioned for 2020 outages

April 6, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Product

HISA ETFs thrived during banking crisis

April 6, 2023 Greg Meckbach, Melissa Shin
Skyline of the financial district
Regulation

Bridging investors granted time for legal action

April 6, 2023 James Langton
Regulation

FCA wades into finfluencer fray

April 6, 2023 James Langton
social media
Regulation

Private funds pique regulators’ interest

April 5, 2023 James Langton
Private Equity sign
Regulation

BCSC has $70K to return to fraud victims

April 5, 2023 James Langton