Investor protection

From the Regulators

Rep admits to unapproved discretionary trades

February 27, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

FCA promises faster, more transparent enforcement

February 27, 2024 James Langton
From the Regulators

Reforms for money market funds need work: FSB

February 27, 2024 James Langton
From the Regulators

Rep sanctioned for advising via Discord platform

February 27, 2024 James Langton
News

OSC awards tipster $1.5 million

February 27, 2024 James Langton
Businessman Blowing Whistle Isolated on White Background
News

CEO failed to report trades, BCSC alleges

February 26, 2024 James Langton
News

FSB warns of lurking stability risks

February 26, 2024 James Langton
investment risk
From the Regulators

Remote working spawns insider-trading case

February 23, 2024 James Langton
From the Regulators

Consultant sanctioned in private placement scheme

February 22, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

CSA issues guidance on virtual shareholder meetings

February 22, 2024 James Langton
woman working from home with her dog
News

OSC shines a light on “dark” arts of online investing

February 21, 2024 James Langton
News

CIRO arms firms to face ransomware attacks

February 20, 2024 James Langton