Investor protection

From the Regulators

FCA welcomes added risk in listing regime overhaul

July 11, 2024 James Langton
Board room discussion
From the Regulators

U.S. regulators sanction Citi for ongoing compliance issues

July 10, 2024 James Langton
News

ESMA seeks reforms to trading rules

July 10, 2024 James Langton
Abstract lines
News

Hedge fund fraudster sentenced in absentia

July 9, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Global banking regulators grapple with tech dependence

July 9, 2024 James Langton
consultation discussion
News

BCSC hands out first sanction under new enforcement tool

July 8, 2024 James Langton
News

ESMA consults on fund liquidity tool reforms

July 8, 2024 James Langton
From the Regulators

Rep refused registration for concealing criminal charge

July 5, 2024 James Langton
From the Regulators

Court shuts down privacy challenge in BCSC case

July 5, 2024 James Langton
News

B.C. court certifies ‘sham’ consultant class action

July 4, 2024 James Langton
From the Regulators

ESMA adds detail to crypto rules

July 4, 2024 James Langton
Crypto money
From the Regulators

B.C. court rejects ‘unusual’ class action shift

July 4, 2024 James Langton