Enforcement

News

Ruling protects accredited investors’ privacy

July 7, 2023 James Langton
News

CFDs are securities, court agrees

July 5, 2023 James Langton
Judge looks at papers
From the Regulators

FINRA revises remote work rules

July 4, 2023 James Langton
woman sitting at laptop
From the Regulators

Bye bye, LIBOR; welcome, CORRA

June 30, 2023 James Langton
liquid dollar sign
From the Regulators

Court rejects Binance’s bid to halt OSC inquiry

June 30, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

SDNY, SEC target insider trading

June 29, 2023 James Langton
From the Regulators

CFTC launches task forces for tech, environmental enforcement

June 29, 2023 James Langton
Small space ship flys like a rocket through the air
From the Regulators

Securities fraudsters simply rebranded, SEC alleges

June 28, 2023 James Langton
From the Regulators

Ex-Bridging CEO refuses to participate in OSC hearing

June 26, 2023 James Langton
News

Fundraisers face $9 million in sanctions

June 26, 2023 James Langton
News

Former life agent fined for client servicing scheme

June 23, 2023 James Langton
News

Ontario court sides with OSC on Gong evidence

June 23, 2023 James Langton