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  1. Home
  2. Enforcement

Enforcement

Regulation

Fundco pays US$100M in cherry-picking case

June 5, 2026 James Langton
penalty card
Regulation

CFTC allows enforcement denials too

June 4, 2026 James Langton
Court settlement
Regulation

Enforcement pivot doesn’t justify revisit: SEC

June 4, 2026 James Langton
A creative woman asking a question at the office
Regulation

BCSC hands out first whistleblower award

June 3, 2026 The Canadian Press
Whistleblower
Regulation

SEC consults on new strat plan

June 3, 2026 James Langton
SEC
Regulation

Crypto-footie deals get red card from FCA

June 3, 2026 James Langton
penalty card
Regulation

U.S. advisor admits long-running fraud

June 3, 2026 James Langton
stealing money
Regulation

Payouts from failed hedge fund approved

June 2, 2026 James Langton
Court decision, Justice
Regulation

Faulty fax aside, tipster shares CFTC award

June 2, 2026 James Langton
whistle blower
Regulation

U.S. short seller convicted

June 2, 2026 James Langton
Regulation

Exec duped bank, investors

May 29, 2026 James Langton
jail bars
Regulation

Google insider traded on prediction market: CFTC

May 28, 2026 James Langton
Using phone for finances
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