Enforcement

Regulation

Potential class action against fund reps revived

December 21, 2023 James Langton
Regulation

CFTC looks to expand use of AI

December 21, 2023 James Langton
Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho
Product

Emerge liquidates ETFs without paying receivables

December 21, 2023 Melissa Shin
liquid dollar sign
News

Court certifies another trailer-fee class action

December 20, 2023 James Langton
News

AMF sanctions exchange registration breach

December 20, 2023 James Langton
penalty card
From the Regulators

IOSCO finalizes DeFi policy recommendations

December 19, 2023 James Langton
From the Regulators

Quebec judge convicts pair in crypto scheme

December 19, 2023 James Langton
cryptocurrencies
From the Regulators

A series of unfortunate events doomed Credit Suisse

December 19, 2023 James Langton
Entrance of historic bank building of Swiss bank Credit Suisse. Photo taken April 19th, 2021, Zurich, Switzerland.
Regulation

Developer hit with more than $14 million in sanctions

December 18, 2023 James Langton
Regulation

FINTRAC bares more in disciplinary notices

December 15, 2023 James Langton
News

Online fraud a growing threat to investors, regulators

December 15, 2023 James Langton
News

ESMA to review benchmarks’ ESG disclosures

December 14, 2023 James Langton
ESG letters