FCA alleged analyst traded on information about pending merger deals
Court rules promissory note between rep and firm is enforceable
The funding comes from enforcement sanctions
Regulator reports rise in scam alerts, misleading promos
Bank to pay $22 million while denying fund manager's allegations
MSC rules it's premature to hear an appeal until SRO case completed
Analyst was fired after claiming traders tried to influence research
Firms failed to ensure that all communications went through approved channels
Trading bot used for wash trading, spoofing crypto token
Interest-earning program violated state, federal securities laws, regulators alleged