Enforcement

From the Regulators

IOSCO tackles abusive hedging

November 21, 2024 James Langton
Businessman concetrating while working on laptop
News

Banks’ compensation models need work: FSB

November 20, 2024 James Langton
Compensation pay
News

U.S. bank examiner admits insider trading

November 20, 2024 James Langton
Robber captured
News

IOSCO embarks on retail investor protection roadmap

November 19, 2024 James Langton
reddit icon
News

AI hedge fund manager duped investors, U.S. authorities allege

November 19, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Court rules BCSC panel’s process was unfair

November 18, 2024 James Langton
Gavel and texts
From the Regulators

Bitfinex hacker gets prison time

November 15, 2024 James Langton
Bitcoin
From the Regulators

CIRO sanctions supervisory lapses at Desjardins

November 15, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Research and Markets

Fund managers shake off headwinds: Fitch

November 14, 2024 James Langton
Walking against the wind
From the Regulators

The perils of automating anti-money laundering controls

November 12, 2024 James Langton
Fines graphic
News

FCA to revise its approach to enforcement disclosure

November 11, 2024 James Langton
Collage of british pounds
News

Invesco settles SEC greenwashing charges

November 8, 2024 James Langton
Greenwashing ESG