Enforcement

Industry News

DeVere Insurance Canada launches to advise globally mobile clients

June 26, 2026 Michelle Schriver
announcement
Regulation

RBC fined $4.25M by FCAC

June 25, 2026 James Langton
Credit card
Regulation

Day trader admits spoofing

June 25, 2026 James Langton
U.S. equities
Regulation

Ex-SPAC CEO jailed for fraud

June 25, 2026 James Langton
SEC
Regulation

Insider trading used info from ex’s laptop

June 24, 2026 James Langton
Laptop
Regulation

FCA consults on £1-million settlement

June 24, 2026 James Langton
Confused trader
Regulation

Fake crypto influencer gets jail time

June 23, 2026 James Langton
crypto currency regulation
Regulation

Broker, traders plead guilty to insider scheme

June 22, 2026 James Langton
SEC
Regulation

SCC to rule on WestVan man’s SEC appeal

June 19, 2026 James Langton
Supreme Court of Canada in Ottawa
Regulation

Bridging lawsuits must stay in Ontario

June 19, 2026 James Langton
court of appeal and supreme court
Regulation

CFTC wraps case against crypto CEO

June 19, 2026 James Langton
Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.
Regulation

Court upholds account freeze amid fraud charge

June 18, 2026 James Langton