The Kitchener-Waterloo, Ont. advisor fled the country after misappropriating client funds
An OSC review in 2016 found significant deficiencies with the firm’s compliance systems
A BCSC panel has dismissed the MFDA's application to increase the 90-day suspension imposed on an advisor
Boyd Yahn recommended to hundreds of clients that they should invest heavily in precious metals funds
In Ontario, Alberta and Saskatchewan, names on the unpaid orders lists are erased when the debt is paid, but in B.C. and Nova Scotia, the names remain
IIROC sanctions firm for supervisory failures
An OSC hearing will consider Earl Marek’s application in November
Former rep misappropriated clients’ funds and failed to co-operate with an MFDA investigation
Former TD advisor admitted to misappropriating clients’ funds and falsifying signatures
Investor funds diverted for personal expenses