Enforcement

News

SDNY offers companies ‘get out of jail free’ card

February 25, 2026 James Langton
Suit
From the Regulators

SEC overhauls enforcement manual

February 24, 2026 James Langton
SEC
From the Regulators

Investor protection follows function, not form: ESMA

February 24, 2026 James Langton
crypto currency regulation
From the Regulators

Man pleads guilty to laundering almost US$100 million

February 23, 2026 James Langton
Pile of cryptocurrency coins
From the Regulators

U.K. finfluencers fined for posts

February 20, 2026 James Langton
Finfluencers
News

Ponzi ‘winners’ to get further day in court

February 20, 2026 James Langton
Canadian laws
From the Regulators

ESMA sanctions trade reporting breaches

February 20, 2026 James Langton
Judgment fine
News

U.S. advisor gets 90 months in jail for Ponzi scheme

February 19, 2026 James Langton
Businessman shamed
News

CIRO sanctions firm, exec for trading misconduct

February 19, 2026 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

BoC hits fintech with compliance order

February 18, 2026 James Langton
BCSC compliance review highlights top deficiencies
From the Regulators

B.C. court upholds class action appeal

February 13, 2026 James Langton
Judge looks at papers