Fund dealer admits to not fully investigating suspected rep misconduct
Regulator to hold hearing for Canadian serving time in U.S.
OSC publishes guide for online proceedings
The regulator didn't make errors or deny fairness, the court finds
Regulator settles with crypto firm that faked trading volume, fired whistleblower
CFTC awards two tipsters, one who was involved in the scheme
Firm co-founder accused of defrauding investors by mismarking, making up investments
After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse
The OSC also alleges that more than 90% of the firm's crypto trading volume was fake
Penalties and market bans handed down in $5 million fraud