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  1. Home
  2. Enforcement

Enforcement

From the Regulators

SEC settles case against alleged fraudster’s estate

April 15, 2026 James Langton
Stealing money
From the Regulators

ATS sanctioned over trade info leakage

April 15, 2026 James Langton
Court settlement
From the Regulators

Cryptoqueen’s victims may get some money back

April 14, 2026 James Langton
stealing money
From the Regulators

Court upholds class-action certification decision

April 14, 2026 James Langton
compliance
News

Fraud conviction that followed initial acquittal faces new appeal

April 13, 2026 James Langton
Canadian laws
News

NBF sanctioned for supervisory shortcomings

April 13, 2026 James Langton
penalty card
News

OSC secures ban on Canadian convicted in U.S.

April 13, 2026 James Langton
Banned
News

For whistleblowers, it matters who knocks first

April 13, 2026 James Langton
whistle blower
From the Regulators

OSC seeks settlement with ATS over trade controls

April 10, 2026 James Langton
calendar court
From the Regulators

Adjudicator in OSC vs. Purpose case steps down

April 10, 2026 James Langton
Judge makes ruling
News

Ontario tribunal bans B.C. man under U.S. sanctions

April 9, 2026 James Langton
Businessman shamed
News

Supreme Court denies leave for rep’s challenge

April 9, 2026 James Langton
Court decision, Justice
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