Enforcement

Regulation

MFDA fines and bans former rep for misconduct

May 12, 2021 James Langton
Regulation

U.S. hedge fund manager gets jail in bid rigging case

May 7, 2021 James Langton
Regulation

OSC seeks to extend cease trade in BFI case

May 7, 2021 James Langton
Regulation

IAP to focus on SROs, taskforce in 2021

May 6, 2021 James Langton
Regulation

Court appoints receiver for finance firm

May 3, 2021 James Langton
Regulation

BCSC sanctions blockchain developer

April 29, 2021 James Langton
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Regulation

New SEC enforcement chief steps down

April 28, 2021 James Langton
Regulation

Zoom seminar debacle attracts OSC warning

April 26, 2021 James Langton
virtual regulation
Regulation

Tip was slow to come but still worth millions

April 23, 2021 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

Hedge fund founder duped investors, allege U.S. authorities

April 23, 2021 James Langton
Regulation

Change to global compliance standards bites investors

April 22, 2021 James Langton
Regulation

SEC names new top cop

April 22, 2021 James Langton
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