Enforcement

Industry

Regulators handed out fewer fines last year, but returned more money to investors

June 22, 2021 Greg Dalgetty
gavel on a laptop
Regulation

Fraudsters face jail in US$150-million online scheme

June 21, 2021 James Langton
Regulation

AMF enforcement leads to $5.5M in fines, increased investor reimbursement

June 17, 2021 Michelle Schriver
Regulation

BCSC settles with Crystal Wealth fund manager

June 17, 2021 James Langton
Regulation

Two friends accused of operating insider trading ring

June 16, 2021 James Langton
Regulation

Retail investors need a voice in Bridging Finance case, lawyers argue

June 16, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Regulation

Mouth mechanic turned market manipulator

June 11, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Regulation

PwC alleges deleted emails, unusual transactions in Bridging Finance case

June 10, 2021 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Regulation

BFI investors plead for firm’s sale

June 8, 2021 James Langton
Regulation

New York attorney general secures receiver for crypto firm

June 8, 2021 James Langton
Regulation

OSC steps up crypto enforcement

June 7, 2021 James Langton
Bitcoin
Regulation

IIROC sanctions rep over undisclosed real estate dealings

June 4, 2021 James Langton
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