Enforcement

Regulation

Wanted: More whistleblowers, bigger awards

March 9, 2023 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

New SRO panel rejects proposed settlement

March 8, 2023 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Regulation

SEC alleges fraud at crypto fund adviser

March 6, 2023 James Langton
cryptocurrencies
Regulation

Digital bank fined by FINTRAC

March 6, 2023 James Langton
Regulation

Nickel market outage under investigation by FCA

March 3, 2023 James Langton
Regulation

BCSC imposes sanctions on Ponzi promoters

March 2, 2023 James Langton
Regulation

Banned rep allowed to keep inheritance

March 1, 2023 James Langton
Regulation

Ex-rep faces $2.5-million fine, ban for misappropriation

February 28, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Regulation

FTX exec pleads guilty to fraud charges

February 28, 2023 James Langton
Pile of cryptocurrency coins
Regulation

CFTC taps former prosecutor as new top cop

February 28, 2023 James Langton
gavel on a laptop
Regulation

SEC commissioners criticize enforcement rationale

February 28, 2023 James Langton
Conflicted graph
Regulation

DeFi platform actually a “smart” Ponzi scheme: DoJ

February 23, 2023 James Langton