Enforcement

News

Founder of failed crypto lending platform Celsius Network arrested on fraud charges

July 13, 2023 The Associated Press
From the Regulators

BofA hit with $250 million in fines and customer refunds for “double-dipping” fees, fake accounts

July 11, 2023 The Associated Press
From the Regulators

Firm tossed, broker charged for “Gold Star” churning

July 7, 2023 James Langton
News

Ruling protects accredited investors’ privacy

July 7, 2023 James Langton
News

CFDs are securities, court agrees

July 5, 2023 James Langton
Judge looks at papers
From the Regulators

FINRA revises remote work rules

July 4, 2023 James Langton
woman sitting at laptop
From the Regulators

Bye bye, LIBOR; welcome, CORRA

June 30, 2023 James Langton
liquid dollar sign
From the Regulators

Court rejects Binance’s bid to halt OSC inquiry

June 30, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

SDNY, SEC target insider trading

June 29, 2023 James Langton
From the Regulators

CFTC launches task forces for tech, environmental enforcement

June 29, 2023 James Langton
Small space ship flys like a rocket through the air
From the Regulators

Securities fraudsters simply rebranded, SEC alleges

June 28, 2023 James Langton
From the Regulators

Ex-Bridging CEO refuses to participate in OSC hearing

June 26, 2023 James Langton