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DSC mutual funds

Regulation

CSA closes fund dealer loopholes

June 11, 2026 James Langton
Hands reaching out for pie
From the Regulators

CSA aims to kill fund chargebacks

June 26, 2025 James Langton
Picking a dollar
From the Regulators

OSC rule codifies trailer fee relief

April 3, 2025 James Langton
Picking a dollar
From the Regulators

FINRA orders restitution to fund investors

December 20, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
News

CSA seeks sales practices reforms

November 29, 2024 James Langton
U.S. efforts to undo regulatory reforms likely to be limited: Russell
From the Regulators

FSRA review finds compliance with seg fund DSC ban

June 24, 2024 IE Staff
Review process
News

FSRA tightens the screws on seg fund DSCs

January 9, 2024 James Langton
Entrance to Financial Services Regulatory Authority of Ontario
Product

Advice-gap debate comes to insurance industry

May 12, 2023 Michelle Schriver
different opinion
Industry

MFDA firms limited DSC fund sales well ahead of ban: report

January 11, 2023 IE Staff
Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept
Regulation

FSRA proposes DSC ban for seg funds

November 25, 2022 James Langton
Regulation

CRM3, DSCs, new SRO top OSC agenda

November 22, 2022 James Langton
Industry

What caused soaring seg fund sales last year?

November 2, 2022 Michelle Schriver
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