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MFDA wants to regulate “financial planner” title

Proposed amendments would establish minimum proficiency requirements for mutual fund reps who present themselves as planners

Regulators propose restrictions on titles and designations

In part four of a six-part video series on regulatory changes, Dan Richards, CEO, Client Insights, speaks with Lynn McGrade, partner at Borden Ladner Gervais LLP, about the Canadian Securities Administrators’ (CSA) proposals to restrict the use of titles and designations by advisors.

MFDA wants to regulate “financial planner” title

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Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off

More than 137,000 candidates sat for all three levels of the exam, with 11,136 coming from Canada. The passing rate for the combined three exams on a global basis was 46%

MFDA wants to regulate “financial planner” title

Responsible investment specialist course developed for mutual fund advisors

MFDA wants to regulate “financial planner” title

The course has been designed for individuals seeking registration as dealing reps and chief compliance officers of EMDs

The CEA program has been accredited for up to 30 hours of CE credits with various reputable organizations

IIROC is adopting a new model that will see it award the job of delivering industry education to a single provider for five-year terms

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