Keyword: Advisor titles

43 results found
Female advisor meeting with male client at hotel lobby

Financial planners and advisors should be aware that the act may go beyond title protection

Business man climbing up on hand drawn staircase job change promotion corporate ladder

But the devil will be in the details

  • By: Cary List
  • May 3, 2019 November 10, 2019
  • 16:49

It remains to be seen what credentials the titles would require

flag of ontario flying high on a flag post, against blue sky

Proposed framework would require planners and advisors to have an "appropriate credential"

Queen's Park, Ontario legislature, exterior

New government voices its support for the CMRA and the planned new provincial regulator for insurance, pensions, and deposits

female advisor shaking hands with a young couple

Advocis calls on Alberta government to require that all financial advisors become members of a professional governing organization and adhere to a common code of ethical conduct

businessman in a desk with financial advisor nameplate

Advocis calls on Ontario’s new government to take action to protect investors

businessman in a desk with financial advisor nameplate

The mutual fund industry trade group support’s the CSA’s proposed ban on titles that are based on sales activity

Business man at a fork in the road

The Ontario government’s recently published proposal for regulating financial planners gets a lot of things right, but several concerns remain with the proposed legislation

  • By: Cary List
  • May 28, 2018 November 10, 2019
  • 06:00
Businessman making presentation with his colleagues and business strategy digital layer effect at the office as concept

A co-ordinated approach that doesn’t duplicate existing regulatory oversight will address an important regulatory gap in investor protection