Dealers’ Report Card – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 28 Aug 2023 22:03:12 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Dealers’ Report Card – Investment Executive https://www.investmentexecutive.com 32 32 Dealers’ Report Card 2023 main chart https://www.investmentexecutive.com/newspaper_/dealers-report-card/dealers-report-card-2023-main-chart/ Mon, 28 Aug 2023 04:15:31 +0000 https://www.investmentexecutive.com/?p=470426 How financial advisors rated their firms’ performance

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]]> Dealers need to improve communication https://www.investmentexecutive.com/newspaper_/dealers-report-card/dealers-need-to-improve-communication/ Mon, 28 Aug 2023 04:14:00 +0000 https://www.investmentexecutive.com/?p=470327 Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback

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]]> Advisors asking for more education opportunities https://www.investmentexecutive.com/newspaper_/dealers-report-card/advisors-asking-for-more-education-opportunities/ Mon, 28 Aug 2023 04:13:00 +0000 https://www.investmentexecutive.com/?p=470325 The pandemic put many in-person learning programs on hold. Now is the time for firms to bolster their commitment to ongoing training

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]]> What’s worrying retirees — and their advisors? https://www.investmentexecutive.com/newspaper_/dealers-report-card/whats-worrying-retirees-and-their-advisors/ Mon, 28 Aug 2023 04:10:00 +0000 https://www.investmentexecutive.com/?p=470324 Firms need to address gaps in estate-planning support as cohort of elderly clients grows

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]]> Fee-based advisors cite tech challenges https://www.investmentexecutive.com/newspaper_/dealers-report-card/fee-based-advisors-cite-tech-challenges/ Mon, 28 Aug 2023 04:08:00 +0000 https://www.investmentexecutive.com/?p=470326 Digital tools are important to advisors, but often fall short in performance

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]]> Dealer advisors work harder, but make less https://www.investmentexecutive.com/newspaper_/dealers-report-card/dealer-advisors-work-harder-but-make-less/ Mon, 28 Aug 2023 04:05:00 +0000 https://www.investmentexecutive.com/?p=470337 Advisors’ book sizes grow amid mounting economic challenges

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]]> Advisors renew complaints about client account statements https://www.investmentexecutive.com/newspaper_/dealers-report-card/advisors-renew-complaints-about-client-account-statements/ Mon, 28 Aug 2023 04:03:20 +0000 https://www.investmentexecutive.com/?p=470206 Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card

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]]> How we did it: Dealers’ Report Card https://www.investmentexecutive.com/newspaper_/dealers-report-card/how-we-did-it-dealers-report-card-2/ Mon, 28 Aug 2023 04:02:02 +0000 https://www.investmentexecutive.com/?p=470605 Methodology for the Report Card for 2023

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]]> Dealer performance slips in 2023 https://www.investmentexecutive.com/newspaper_/dealers-report-card/dealer-performance-slips-in-2023/ Mon, 28 Aug 2023 04:01:00 +0000 https://www.investmentexecutive.com/?p=470332 Advisors identify struggles such as back-office glitches and gaps in business support

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]]> Which firms are seeking dual registration with CIRO? https://www.investmentexecutive.com/newspaper_/dealers-report-card/which-firms-are-seeking-dual-registration-with-ciro/ Tue, 15 Aug 2023 13:40:26 +0000 https://www.investmentexecutive.com/?p=469921 The process of becoming dually registered could span several years, CIRO warns

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