Regulation

ESMA launches consultation on ESG ratings

February 3, 2022 James Langton
words ESG on a wood block and Future environmental conservation and sustainable ESG modernization development by using the technology of renewable resources to reduce pollution and carbon emission.

An end in sight for Crocus investors

February 3, 2022 James Langton
Man walks the ladder of success and reaches the top

Scheme targeted elderly investors, U.S. regulators allege

February 1, 2022 James Langton
Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

FP Canada to publish interim decisions of disciplinary proceedings

February 1, 2022 Michelle Schriver
advisor and client meeting

Firms win access to closet indexing evidence

February 1, 2022 James Langton

BCSC sanctions founder of failed mortgage firm

February 1, 2022 James Langton

Investors weighing pair of bids for Bridging

February 1, 2022 James Langton

Back to business as usual for FINTRAC

January 31, 2022 James Langton

Court declines to interfere with Manulife settlement

January 28, 2022 James Langton

European regulators integrate ESG into KYC

January 27, 2022 James Langton
client meeting

CSA seeks to cut frequency of fund filings

January 27, 2022 James Langton

SEC wants more from hedge funds, private equity

January 26, 2022 James Langton
Inauguration Day Washington DC