Regulation

Helping regs get their heads around climate risks

April 29, 2022 James Langton
Hand holding Temperature measurement tools with copy space stock photo

Laurentian fined for AML lapse

April 29, 2022 James Langton

Ontario budget promises little in the way of capital markets reform

April 28, 2022 James Langton
Queen's park, Ontario

Ontario proposes new tax credit for seniors

April 28, 2022 Rudy Mezzetta
Ontario Legislative Building at Queens Park in Toronto Ontario

Regulators seek radical transparency for fund fees

April 28, 2022 James Langton
angry client meeting

OSC seeks ban for Ponzi schemer

April 27, 2022 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Crowdfunding, payment platforms face new KYC rules

April 27, 2022 James Langton

Investor Bill Hwang, once worth billions, indicted on fraud

April 27, 2022 Larry Neumeister, The Associated Press

As CFRs loom, some still struggle with CRM2

April 27, 2022 James Langton

Ontario’s regulators set their agendas

April 26, 2022 James Langton
rules and regulations

Alterna emerges as new home for PACE assets

April 22, 2022 James Langton

Fintechs failing at financial crime prevention, FCA finds

April 22, 2022 James Langton
Close-up of British bank notes