Regulation

CFTC speaks up on ‘mention markets’

September 23, 2026 James Langton
Market manipulation

SEC sanctions firm over rep’s misconduct

September 23, 2026 James Langton
SEC

Investment scheme targeted cops, SEC alleges

September 23, 2026 James Langton
SEC

SEC sanctions ATS for compliance failings

September 22, 2026 James Langton
SEC

Firm failed to supervise reps: FINRA

September 22, 2026 James Langton
African businessman holding letter reading bad bank news about debt

Climate reporting rules work: ASIC

September 22, 2026 James Langton
Sustainable investing

The bill for CIRO’s cyber breach comes due

September 21, 2026 James Langton
cybersecurity

ISS pushes back on SEC, Trump

September 21, 2026 James Langton
Speechless

ECB embraces tokenized securities

September 21, 2026 James Langton
Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

VC firms’ employee took investors’ funds: SEC

September 21, 2026 James Langton
SEC

Judge failed to consider trust account fail

September 18, 2026 James Langton
Business lawyer team. Working together of lawyer in the meeting.

U.S. advisor pleads guilty to cherry picking

September 18, 2026 James Langton
Judge makes ruling