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SEC fines ITG for allegedly trading against its own dark-pool customers
August 12, 2015
James Langton
Scotia Capital to pay $500,000 IIROC penalty
August 11, 2015
James Langton
Hackers charged in multi-million dollar insider trading scheme
August 11, 2015
James Langton
La Terra corporations admit to violating Alberta securities laws
August 10, 2015
IE Staff
SEC warns fraudsters are impersonating the regulator
August 7, 2015
James Langton
BCSC fines and bans man for role in Ponzi scheme
August 6, 2015
James Langton
MFDA permanently bans and fines three advisors
August 6, 2015
James Langton
SEC reveals new rules for swaps
August 5, 2015
James Langton
U.S. publicly traded firms will soon have to compare CEO pay to that of the average employee
August 5, 2015
James Langton
Promontory to appeal NYDFS regulatory action
August 5, 2015
James Langton
FINRA sanctions Aegis Capital, executive and top compliance officials
August 4, 2015
James Langton
SEC lays charges in US$114 million Ponzi scheme with Montreal links
August 4, 2015
James Langton
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