Regulation

UBS to pay US$19.5M to settle SEC charges

October 14, 2015 James Langton

U.S. regulators approve new rule to enhance OTC equities transparency

October 8, 2015 James Langton

OSC Dialogue: Disclosure not enough to protect investors

October 8, 2015 James Langton

IOSCO discusses crowdfunding at Toronto meeting

October 8, 2015 James Langton
ASC adopts crowdfunding rule

Laurentian Bank shakes up management team

October 7, 2015 IE Staff

MFDA initiatives focus on advisors

October 6, 2015 Karen McGuinness
MFDA initiatives focus on advisors

UK regulators publish new rules on whistleblowing

October 6, 2015 James Langton

IIROC submits debt market regulation fee model for approval

October 5, 2015 James Langton

N.B. online insurance licensing system ready for public testing

October 5, 2015 IE Staff

OSC to help small companies avoid common compliance deficiencies

October 5, 2015 James Langton

ESMA sees progress in reform of EU credit rating industry

October 2, 2015 James Langton

FSB reports progress on FX benchmark reforms

October 1, 2015 James Langton