Regulation

Three-quarters of CFD clients lost money, study finds

November 23, 2015 James Langton

FCA seeks input on “RegTech”

November 23, 2015 James Langton

Identity theft leads to advisor’s suspension

November 23, 2015 James Langton

Amendments harmonize N.S. securities legislation to national standard

November 20, 2015 IE Staff

Nova Scotia makes changes to PRPP legislation

November 19, 2015 IE Staff

IIROC, CSF collaborate to strengthen investor protection

November 19, 2015 James Langton

SEC proposes new rules for dark pools

November 19, 2015 James Langton

FINTRAC sanctions Montreal firm

November 18, 2015 James Langton

FCA to review competition in U.K. asset management industry

November 18, 2015 James Langton

Banks to face higher capital requirements: report

November 18, 2015 James Langton

IIROC extends deadline for unwinding existing trustee, executorship and POA arrangements

November 18, 2015 James Langton

SEC charges two Canadians in alleged pump and dump scheme

November 17, 2015 James Langton