Regulation

AMF urges caution about peer-to-peer risk sharing platforms

April 20, 2016 James Langton
AMF officials to head major IOSCO committees

FINRA reminds firms about obligations regarding pension income stream products

April 19, 2016 James Langton

U.S. regulator flags asset management risks

April 19, 2016 James Langton

Former CEO of Sino Forest was “controlling mind” behind alleged frauds: lawyer

April 18, 2016 Alexandra Posadzki

FCA cracking down on inducements

April 18, 2016 James Langton

No advantage for U.K. HFTs in real-time, FCA paper finds

April 18, 2016 James Langton

SEC seeks comments on financial disclosure requirements

April 15, 2016 James Langton

CSA’s new CRM2 guidance focuses on new rules coming into effect

April 14, 2016 James Langton
MFDA releases guide to new CRM2 reports for investors

FCA seeks to ban former UBS trader for LIBOR role

April 14, 2016 James Langton

ESMA announces stress tests for CCPs

April 14, 2016 James Langton

IIROC fines advisor $115,000 for unsuitable recommendations

April 13, 2016 Fiona Collie

New international capital standard may have little impact on Canadian P&C insurers

April 13, 2016 James Langton