Regulation

SEC warns investors about possible scams connected to natural disasters

August 22, 2016 James Langton

CSA to measure impact of point of sale, CRM2

August 22, 2016 James Langton
IFIC campaign encourages investors to open their statements

CFTC flags alleged rule violations

August 19, 2016 James Langton

FINTRAC assessing vulnerability of fintech startups

August 18, 2016 Alexandra Posadzki

Fraudster sentenced to 27 months in prison

August 18, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

IOSCO consults on investment fund terminations

August 18, 2016 James Langton

CSA seeks comment on move to T+2 settlement cycle

August 18, 2016 James Langton
Echelon, BLG team up to create “capital pool company”

Canadian gets jail time in U.S. penny stock fraud case

August 17, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

OSFI delays deadline for bank disclosure requirements

August 17, 2016 James Langton

SEC sanctions firm over whistleblower awards waiver

August 16, 2016 James Langton

Reports advance regulatory agenda on central counterparties

August 16, 2016 James Langton

BCSC panel permanently bans B.C. man

August 16, 2016 James Langton
Greater engagement with indigenous communities needed: SHARE