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Regulation
Regulation
IIROC proposes shift to principles-based approach to trading supervision
December 8, 2016
James Langton
ASC and RCMP to launch a JSOT for Alberta
December 7, 2016
James Langton
Hong Kong, U.K. regulators sign co-operation agreement
December 7, 2016
James Langton
Best interest standard takes centre stage at OSC roundtable session
December 7, 2016
James Langton
Court rejects appeals in high-profile insider-trading case
December 6, 2016
James Langton
FCA proposes stricter rules for contract for difference products
December 6, 2016
James Langton
Seniors at risk of investment scams, FCA research finds
December 5, 2016
James Langton
SEC rewards securities industry whistleblower a US$3.5-million award
December 5, 2016
James Langton
U.S. CFTC proposes new capital requirements for swap dealers
December 2, 2016
James Langton
U.S. regulators to consider fintech firms’ special banking applications
December 2, 2016
James Langton
MFDA appoints new directors to its board
December 2, 2016
James Langton
OSC names new members to its Registrant Advisory Committee
December 2, 2016
James Langton
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