Regulation

CFTC fraud case results in record penalty

April 28, 2023 James Langton
Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.

BCSC to start handing out tickets

April 27, 2023 James Langton

Priority, distribution issues dog Bridging proceeding

April 26, 2023 James Langton
Hands reaching out for pie

Petition calls for tax deadline extension amid federal worker strike

April 25, 2023 The Canadian Press

CORRA takes the lead in derivatives

April 25, 2023 James Langton

Regulators rethink just who is systemic

April 25, 2023 James Langton

Accelerating work on sustainability standards

April 25, 2023 James Langton
global ESG

CIRO it is: SRO members approve new name

April 24, 2023 Mark Burgess

OSFI enhances outsourcing oversight expectations

April 24, 2023 James Langton
financial risk

SRO proposes T+1 rule changes

April 20, 2023 James Langton
rules and regulations

Crypto is the bait, and FOMO is the hook

April 20, 2023 James Langton
fising hooks

Firms begin factoring climate goals into executive pay

April 20, 2023 James Langton