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Regulation

OSC to post tribunal decisions on CanLII

July 24, 2017 James Langton
Technology-related risks are now the top concern for insurers

OSFI seeks comment on proposed new rules for insurers

July 21, 2017 James Langton

AMF to examine incentives structures in the insurance sector

July 21, 2017 James Langton

IIROC finds former First Leaside CFO violated securities rules

July 21, 2017 James Langton

OSFI delays deadline for bank reforms

July 20, 2017 James Langton

Regulators approve MFDA’s proficiency requirements for selling ETFs

July 20, 2017 James Langton

BCSC warns of firm claiming to be the new Vancouver Stock Exchange

July 19, 2017 James Langton
Echelon, BLG team up to create “capital pool company”

IIROC fines Scotia Capital over advisors’ risky trading strategy

July 19, 2017 James Langton
Scotiabank CEO Brian Porter elected IIF treasurer

Three former FX traders charged with conspiracy

July 18, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

FCA to study investment platforms in the U.K.

July 17, 2017 James Langton

Fed fines BNP Paribas US$246 million

July 17, 2017 James Langton

OSFI issues guidance on default investments for PRPPs

July 17, 2017 James Langton
Ontario’s new public sector pension manager comes into effect
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