Regulation

BCSC investigation leads to arrest

August 14, 2017 IE Staff
Court rules in favour of labour-sponsored venture fund against fund manager

IIROC to hold annual meeting on Sept. 12

August 11, 2017 James Langton

OSC Dialogue 2017 to feature FCA, SEC executives

August 10, 2017 James Langton

OSC, FPSC sign agreement to co-operate and share information

August 10, 2017 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard

OSC approves settlement with Home Capital Group, former execs

August 9, 2017 James Langton

AMF issues warning about PlexCoin

August 4, 2017 James Langton

European regulators to study impact of regulatory sandboxes

August 4, 2017 James Langton
UBS unveils global fintech challenge

U.S. derivatives regulator names chairman

August 4, 2017 James Langton

Former mutual fund rep fined and banned permanently

August 3, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Fed aims to reduce compliance burden on bank directors

August 3, 2017 James Langton

Real-time reporting by exchanges considered for T+2 transition

August 3, 2017 James Langton

U.S. regulators sanction PwC

August 3, 2017 James Langton