Regulation

N.B. to modernize credit union regulation

October 18, 2017 James Langton

Investia fined for failing to supervise reps’ outside business activities

October 18, 2017 James Langton

OSFI’s revised guidelines include financial stress test on buyers

October 17, 2017 Armina Ligaya

CFTC fintech unit issues virtual currency primer

October 17, 2017 James Langton

TMX Group cracks down on marijuana companies that violate U.S. federal laws

October 16, 2017 Armina Ligaya

ASC announces “credit for co-operation” in enforcement matters

October 16, 2017 James Langton
New Alberta law to give SROs greater powers

Consultation paper explores resolution issues for financial co-operatives

October 13, 2017 James Langton

Firms must put clients’ best interest first when using AI

October 13, 2017 James Langton

Securities regulators increasingly employing tech tools to speed probes

October 12, 2017 Armina Ligaya

OSC reviewing application for Nasdaq in Canada

October 12, 2017 Dan Healing

OSC tweets cryptocurrency policy

October 11, 2017 James Langton

Report highlights challenges of financial benchmark reform efforts

October 10, 2017 James Langton