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Regulation
IOSCO guidance for the termination of investment funds aims to protect investors
November 23, 2017
James Langton
Global regulators propose reforms for audit standard setting
November 22, 2017
James Langton
AMF creates role to oversee fintech and innovation
November 22, 2017
James Langton
OSC seeks applicants for fintech advisory committee
November 22, 2017
James Langton
IIROC to allow restricted reps to trade in exempt securities
November 22, 2017
James Langton
B.C. regulators cancel life licences
November 21, 2017
Venture capital investments in N.B. reach a new high
November 17, 2017
James Langton
ESMA proposes guidelines on derivatives data reporting
November 17, 2017
James Langton
AMF eyes reps’ business relationships
November 16, 2017
James Langton
Report calls on industry to combat elder financial abuse
November 16, 2017
James Langton
BCSC sponsors regtech hackathon
November 16, 2017
SEC to focus on defending retail investors
November 16, 2017
James Langton
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