Regulation

CSA seeks comment on soliciting dealer arrangements

April 12, 2018 James Langton

CSA outlines disclosure expectations for real estate companies and REITs

April 12, 2018 James Langton

IIROC warns against illegal sales of binary options, cryptocurrencies

April 12, 2018 James Langton

MFDA announces 2018 client research project

April 11, 2018 James Langton

Global policymakers issue guidance on supervisory stress testing of CCPs

April 10, 2018 James Langton
People

ASC introduces two new commission members

April 9, 2018 IE Staff

IIROC releases final guidance on discount brokerages

April 9, 2018 James Langton

OSC mediation program to continue on a permanent basis

April 9, 2018 James Langton

AMF, BoC sign co-operation agreement

April 9, 2018 James Langton

OSC gathering info on cryptocurrency trading platforms

April 8, 2018 The Canadian Press

Mackenzie fined for excessive promotional spending

April 6, 2018 James Langton

SEC awards more than US$2.2 million to whistleblower

April 6, 2018 James Langton