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CSA signs deal for new market surveillance system
September 13, 2018
James Langton
Ontario pushes back on CSA’s proposed DSC ban
September 13, 2018
James Langton
OSC announces seniors expert advisory committee membership
September 12, 2018
James Langton
OSC announces speakers for Dialogue 2018
September 12, 2018
James Langton
FINRA report identifies benefits and risks of regtech
September 10, 2018
James Langton
Research and Markets
OSC seeks comment on Nasdaq Canada proposed fee change
September 7, 2018
James Langton
CSA proposes rule regarding non-GAAP and other financial measures
September 6, 2018
James Langton
MFDA bans former Scotia Securities rep
September 6, 2018
James Langton
FCA introduces advisor reassessment test
September 5, 2018
James Langton
Outsourcing should be entered into as introducing/carrying dealer arrangement: MFDA
September 5, 2018
James Langton
Robo-advice growing slowly in Europe
September 5, 2018
James Langton
AMF offers guidance to help companies disclose exposure to modern slavery
September 4, 2018
James Langton
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