Regulation

Research and Markets

SEC’s market data fee rulings credit negative for U.S. cash equities’ exchange operators

October 22, 2018 James Langton

OSC sanctions K2, executives for manipulative options trading

October 19, 2018 James Langton

SEC launches new strategic fintech hub

October 19, 2018 James Langton

CSA issues guidance regarding disruption of mail service

October 19, 2018 Anne-Marie Vettorel

Repeat offender sentenced to jail

October 19, 2018 James Langton
Industry

More clarity needed on client-focused reforms: IIAC

October 19, 2018 James Langton

CSA outlines market disruption co-ordination process

October 18, 2018 James Langton

OSC seeks applications for securities proceedings advisory committee

October 17, 2018 James Langton

Basel Committee issues final stress testing principles

October 17, 2018 James Langton

SEC overturns previous ruling in market data fees case

October 17, 2018 James Langton

Former Winnipeg rep fined $100,000

October 16, 2018 James Langton

BCSC adds two calculators to investor education website

October 15, 2018 IE Staff