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Regulation
Raymond James fined $125,000 for overcharging clients
December 17, 2018
James Langton
Industry
IIAC calls for greater transparency on market data fees
December 17, 2018
James Langton
OSC names new registrant advisory committee members
December 16, 2018
James Langton
David Cheop named CEO of the Manitoba Securities Commission
December 14, 2018
James Langton
Industry
IFIC offers alternative to the CSA’s proposed ban on DSC mutual funds
December 14, 2018
IE Staff
OSFI proposes reforms to large exposure risk management for banks
December 14, 2018
James Langton
IIROC consults on proposed changes to trading rules
December 14, 2018
James Langton
CFTC seeks input on cryptocurrency Ether
December 12, 2018
James Langton
OSFI raises domestic stability buffer for banks to 1.75%
December 12, 2018
James Langton
Basel Committee publishes updated Basel III bank disclosure requirements
December 11, 2018
James Langton
FINRA compliance report focuses on suitability
December 7, 2018
James Langton
Banks substantially more resilient
December 7, 2018
James Langton
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