Regulation

Fund dealers face more phishing

March 18, 2019 James Langton

MX seeks candidates for disciplinary committees

March 18, 2019 James Langton

FDIC settles with PwC over bank that failed in 2009

March 15, 2019 James Langton

CSA provides guidance to trading venues on reporting systems failures

March 15, 2019 James Langton

CSA proposes tweaks to syndicated mortgage reforms

March 15, 2019 James Langton

SEC charges Volkswagen, former CEO with defrauding investors

March 15, 2019 The Associated Press

MFDA seeks governance reforms

March 14, 2019 James Langton

Hong Kong regulators hit underwriters with hefty fines

March 14, 2019 James Langton

CSA proposes rule to prevent manipulation of benchmarks

March 14, 2019 James Langton

CSA, IIROC propose framework to regulate cryptoasset trading

March 14, 2019 James Langton

FCA seeks to ease switching and boost competition

March 14, 2019 James Langton

U.S. firm settles allegations that it failed to detect rep’s role in a securities fraud

March 14, 2019 James Langton